Welcome to
Written by
Augusto Zimmermann
http://www.brazzil.com/content/view/10042/1/
Saturday, 23
February 2008
Only a very small
number of crimes are ever successfully prosecuted, even first-degree murder and
rape. The objective of this article is to offer a broad account of the manifold
deficiencies in the application of criminal laws in
According to the
IBGE (Brazilian Institute of Geography and Statistics), around 600,000 people
were killed in
For purposes of comparison,
the thirty-year civil war that devastated
The arm of the law
has never been so poorly applied in the country. In some areas of the Brazilian
cities, criminals have established what Brazilians describe as a "parallel
government." In favelas (shantytowns), drug lords have assumed a
position of total dominance over community institutions.
These areas have
become completely exempt from the normal processes of law and order, with
public authorities not even daring to go there, expecting to be ruthlessly
attacked by criminal groups if they so dare. And there is a strong feeling amongst
Brazilians that these no-go areas are spreading. In today's
"Violent crime
can strike at any time and in any place. Crowded city streets offer no refuge,
as muggers prey on pedestrians and occupants of motor vehicles while onlookers
go silently about their business. Those not wealthy enough to convert their
dwellings into fortresses can never be certain that one day intruders might not
force their way in and commit violence against them."
Once known
internationally as the Cidade Maravilhosa (The Marvellous City),
In May 2004, Rio's
security secretary, Anthony Garotinho, acknowledged that the situation is
clearly running "out of control," and that "to say the opposite
would be to ignore the reality." A vivid description of such a stark
reality has been provided by this May 2003 article published in
"Heavily armed
drug gangs launched a series of audacious attacks that have shocked the city's
residents. Homemade bombs were thrown at the luxury Hotel Le Meridian on
Copacabana beachfront and at a hotel and restaurant in nearby Leblon... Shots
were fired at the up-market Hotel Glória. A grenade was thrown at one shopping
centre and another was machine-gunned. Scores of buses [were] burned out and
gun battles close the city's main roads."
If crime and violence
constitute serious problems in
According to Luiz
Antônio N. Garcia, the president of the Democratic Ruralist Union (UDR), when
land invasions are carried out, "the police stand by with arms crossed,
because the government has no will to enforce the law." According to the
"Many persons
were killed in recent years in conflicts involving disputes over land ownership
and usage. The land rights organization known as the Movement of the Landless
(MST) continued its campaign of invasion and occupation of private and public
lands that it wanted the federal and state governments to expropriate for land
reform. The MST also continued its occupation of public buildings. MST
activists often used confrontational and violent tactics, and destroyed private
property during some occupations."
In April 2004, the
MST "gave hell" to
In southern
Since
Such has this been
the case that even the renowned constitutional law professor Ives Gandra da
Silva Martins, from the highly prestigious University of São Paulo, accuses the
MST of constantly "trampling on the rule of law."
Violence Against
Children
There are several
provisions in Brazilian law regarding the protection of children against all
forms of abuse, violence, and sexual exploitation. But the basic problem here
is the enormous gap separating children's rights as inscribed in law from their
effective exercise or guarantee in practice. According to Page:
"Nowhere does
the gap separating rhetoric and reality emerge more starkly than in the
contrast between the guarantees afforded children by the 1988 Constitution and
the cold-blooded assassination of boys and girls who live on city streets. If
there is anything that most vividly symbolizes the perversity of the
contemporary wave of violence in
There are now seven
million abandoned children living on the streets of Brazilian cities. Crimes
against these children are characterized by extreme brutality and include
torture and dismemberment. Often their bodies are left out on the streets
"to serve as example for others."
Those who manage to
survive another day are left worrying about where their next meal will come
from and finding a safe place to sleep. A social worker has suggested that
these children are subject to a process of "natural selection," in
which only the strong survive to adulthood and the weak die early from disease
and violence.
Street children,
utterly deprived of their most basic needs, often become victims of death
squads or other forms of violence born of their precarious situation. Since
they often resort to theft to survive, some people have paid death squads to
"clean up the streets" and get rid of such an
"inconvenience."
Unfortunately, many
Brazilians believe that the extra-legal killing of street children is a
legitimate measure to combat criminality and violence, because they feel
revolted with the unrealistic legal "solutions" provided by the
state. As Page explains:
"What rackets
up public outrage against street urchins even higher is the cloak of impunity
that protects children who kill, assault, and rob. The legal system does not
brand them criminals but instead uses the more euphemistic term infratores
(lawbreakers) and does not subject them to punishment.
"Under a
statute enacted in
Also noticeable is
that the Brazilian Constitution openly stipulates that teenagers between the
ages of fourteen and seventeen cannot work in hazardous, unhealthy, nocturnal,
or morally harmful environments. In practice, however, even small children
engage in such work and activities, including drug trafficking and child
prostitution.
A 2002 report from
the International Labor Organization (ILO) reveals that more than 3,000 girls
from the sparsely populated state of Rondônia are subject to conditions of
slavery and prostitution.
Working children
are left vulnerable to all sorts of accidents in the workplace. There are many
reports of children illegally working in areas such as the charcoal, sugarcane,
and footwear industries. They have reportedly suffered accidents and illness,
including "dismemberment, gastrointestinal disease, lacerations,
blindness, and burns caused by applying pesticides with inadequate
protection."
According to law,
children can only travel with the permission of their parents. But in practice,
many of them have been trafficked for prostitution. Girls from rural areas are
recruited in cities as prostitutes by strip clubs and modelling agencies, as
well as through "wanted" advertisements. Along the coastal areas,
sexual tourism involves child prostitution and is facilitated by travel agents,
hotel workers and taxi drivers.
The United Nations
has estimated that around 500,000 Brazilian children are victims of sexual
exploitation. The U.N. also states that in the northern and northeastern
regions, "most sexual crimes against children and adolescents are not
investigated, and in some cases representatives of the judiciary are involved
in those cases."
Violence Against
Women
Violence against
women is, historically, a frequent occurrence in
A 2001 study by the
Perseu Abramo Foundation found that 2.1 million Brazilian women become victims
of physical abuse every year. Put another way, every 15 seconds a woman is
beaten in the country. The study also states that 6.8 million women have
received beatings from their partners, relatives, and other acquaintances.
According to the
Health Minister, Saraiva Felipe, in 2004 alone 189,000 women over the age of 10
were admitted to hospital with fractures, dislocations, and traumas received to
various parts of the body, including the skull.
Violence against
Workers
Under the Brazilian
Constitution any form of forced labour is strictly forbidden, the Criminal Code
punishing perpetrators with no less than eight years jail. However, cases have
been reported of forced labour in
In such areas,
forced labour has involved the exploitation of children in activities such as
agriculture and the raising of livestock. Moreover, illegal immigrants from
neighbouring
"The abolition
of forced labor [in Brazil] has been hindered by failure to impose effective
penalties, the impunity of those responsible, delays in judicial procedure, and
the absence of coordination between the various governmental bodies."
The ILO estimates
that in the Amazonian region alone 25,000 people are working as slaves in a
range of activities varying from the clearing of jungle for ranchers to the
production of pit iron for charcoal smelters. The ILO says that these people
have been treated "worse than animals."
They live under
plastic sheeting with no sanitation, and eat from tin cans previously used to
hold pesticides. Their workday is from dawn to dusk, and gunmen are hired to
ensure order and prevent any from escaping. Some congressmen have been
discovered benefiting from this very sort of slave activity on their own
ranches.
Impunity
There is little
doubt that impunity is a major contributing cause of criminality in
The police in fact
rarely catch criminals, because cases are normally not investigated diligently,
even when they would involve very serious offences like rape, torture and
first-degree murder. Instead, police investigations are often conducted in an
utterly superficial and incomplete manner, if not visibly performed with
bad-faith.
As a result, even
the most nauseating cases of first-degree murder may not produce sufficient
evidence to initiate the trial of a well-known perpetrator. Brazilian courts
condemn only 1% of all suspects for first-degree murder.
Judges argue, among
other things, that this is because inquiries transferred to the courts by the
public prosecution are so poorly elaborated that it leaves insufficient
evidence to condemn even a notorious serial killer. As for those who have been
convicted of serious crimes such as first-degree murder, sentences are so
lenient that they are freed after only a few years in prison.
With regard to
crimes concerning violence against women, the vast majority of criminal
complaints are suspended without final conclusion. A 2002 document of the World
Organization Against Torture (WOAT) states that only 2% of complaints have led
to any conviction.
As for those very
few cases resulting in any form of conviction, the WOAT points out the
shortcomings inherent in "very light" punishments for first-degree
murder and rape. According to Dr Norma Kyriakos, a former attorney-general of
"Instead of
giving him [the criminal] community service [or jail sentence], judges propose
he pays for a basket of food or other goods for a charitable institution. And
so the man keeps doing it because he knows that's all he'll have to pay...
Women today are still afraid to go to the police because they are afraid of
their attackers... They know that when they are finished here with the delegada
[i.e.; female chief police] or judge they are on their own again."
A case that richly
illustrates the current situation occurred in 1983. It concerned a woman who
was left paraplegic after suffering numerous murder attempts by her husband.
After waiting more than 15 years for any judicial decision, she decided to
file, with the Inter-American Human Rights Commission, a lawsuit against the
Brazilian government. The outcome was that in 2001, members of the Commission
judged the Government guilty of negligence, omission, and tolerance with regard
to domestic violence against women.
Dr. Candido Mendes
Prunes, a jurist with a Ph.D. from the prestigious University of São Paulo
(USP), has commented that ongoing policies regarding public security in
Included in this
"package" are the lack of preventive policing, the lack of ability to
investigate cases diligently, and the important matter of judicial delay. The
last "incentive" has occurred, he explains, because long police
enquiries can allow offenders to benefit from the statute of limitations,
limiting the time allowed to try suspects.
As a practical
consequence, the Brazilian population is naturally inclined to believe that
criminals have very little or nothing to fear from the state in terms of
punishment. This environment of impunity explains why so many Brazilians have
resorted to taking justice into their own hands.
And despite how
primitive such do-it-yourself justice may seem, mob executions and lynchings
have become a daily occurrence across the nation. Such behaviour can be seen as
a spontaneous reaction to the numerous instances of theft, rape, and murder
that exist.
Indeed, the
Organization of American States (OAS) has suggested that such actions represent
a natural solution to "the lack of a functional and effective police
system, and the fact that the public does not believe in the effectiveness of
the justice system." According to political-science professors Katherine
Hite and Leonardo Morlino,
"The majority
of Brazilians attribute high levels of crime and everyday violence to weak
authority. Yet citizens also perceive the... police as corrupt, unjust, and
above the law. Thus, while there is indifference and even support for harsh
treatment of alleged criminals, there is also a strong sense that "justice
is a joke" and "impunity is widespread.""
Poverty
An argument that is
unduly simplistic is that which attributes the growth of first-degree killings
to poverty. Since poverty has been a constant in
Despite this,
criminality is ordinarily interpreted by the Brazilian elite as merely stemming
from a socially deprived environment. Such an interpretation is somewhat
understandable in light of the guilt and shame felt by the elite, as it bears
primary responsibility for the state of the nation.
But this view fails
to consider that crime can also be the simple result of personal choice. While
there is truth in the suggestion that some criminals have emerged from a
background of social deprivation, such determinism is demonstrated inadequate
by the many exceptions to the rule.
It is, after all,
an unfair slur on the many millions of poor Brazilians who, having grown up in
utterly deprived socio-economic conditions, are nevertheless honest citizens
who have never resorted to crime. Besides (and by way of contrast) numerous are
the crimes currently committed by members of the Brazilian elite, particularly
wealthy youngsters, corrupt judges, bad politicians, and
"white-collar" people such as public officers, doctors and lawyers.
The main motivation
for such crimes is not need but greed, because the perpetrators know that the lei
da impunidade ("law of impunity") is the "law" most
commonly applied to people like them.
Naturally, the
combination of poor education, poor work habits, and a difficult socio-economic
environment can make some people to find in crime an alternative form of
employment. In the context of impunity and a lack of incentives for honest
economic activity, the option of crime can indeed appear attractive.
It is surely more
attractive in the present circumstances than if there were a real fear of
punishment. Unfortunately, the easiest target for dangerous criminals are those
who cannot afford to pay for "special protection" and have had their
constitutional right to public security violated by the Brazilian government.
Politico-Ideological
Reasons
Given that the
number of Brazilians murdered from 1985 (the last year of the military regime)
to 2005 grew by 237 percent, many critics of the military regime have sought to
ascribe to that period of authoritarianism the present malady, suggesting that
it may have contributed to the country's present "culture" of
violence and impunity.
While it would be
fair to argue that the level of repression was never as severe as in
neighbouring
Indeed,
"torture became the main weapon employed by security forces to subdue
those thought to be subversive." This was particularly true during the
administration of General Emiliano Garrastazu Médici (1969-1974). In that time,
agents of the Second Army's OBAN (Operation Bandeirantes) and
These agents could
decide whether a "subversive" should be dealt with according to the
judicial process or by means of torture and assassination. And there were also,
in addition to government agencies such as OBAN and the DOI/CODI, heavily
armed, quick-response assault teams for fighting the subversives. The most
notorious of them was the ROTA, a specialist squad consisting of a few hundred
policemen from
"In the first
nine months of 1981, near the end of the dictatorship, the
Alternatively,
another hypothesis proffered by some academics to at least partially explain
the explosion of criminality is that radical leftists, who resorted to
terrorist activities during the military regime and subsequently served time in
prison, passed on to common criminals their subversive ideology and, above all,
the skills they had developed.
They did so perhaps
in the naïve belief that any "social injustice" of a capitalist
society somewhat justified criminal behaviour. They would have embraced a
political theory that paints the common criminal as a "poor" victim
of society, seeing his illegal behaviour as somehow constituting a form of
political activism, an instrument wielded by the oppressed classes against the
capitalist system.
Such a utopian view
has no basis in social experience. More tragically, these political activists
would have ignored the fact that the main victims of crime and violence were,
and still are, people from the lower and middle classes. Even so, observes
Page,
"There is
evidence that political prisoners were held together with common convicts... in
the late 1960s and early 1970s, and that the latter learned from the former not
only how to organize and defend their rights within the penitentiary but also
some of subtleties involved in planning and executing bank robberies and
kidnappings.
"Moreover,
this was the period when inmates founded the "Red Command," a network
that enabled organized crime to take virtual control of major prisons in the
state of
Juvenile Impunity
"In all modern
societies," notes Ralf Dahrendorf, "young people account for by far
the majority of all crimes, and notably serious crimes, including homicide,
rape, assault, and robbery." Even so, Dr. Ib Teixeira, a respected expert
on criminality in Brazil, points to the anomaly of having a 17-year-old being
able to vote for the President of the Republic but not eligible to be held
accountable for criminal acts.
This person can
face no more than a three-year internment in an "educational
establishment." In such "educational" environments, genuinely
dangerous youngsters are not properly segregated from those children who are
only socially deprived. As a result, the latter have been tortured, murdered
and sexually abused by the former, with the complicity of governmental
authorities.
Whereas Brazilian
teenagers are authorised to vote at the age of 16, they will not be criminally
liable until reaching the age of 18. According to the Brazilian Constitution,
"minors under 18 years of age may not be held criminally liable and shall
be subject to the rules of the special legislation."
As a result, every
17-year-old juvenile delinquent, even if he is a notorious serial killer, can
only be punished with internment for no more than three years in an
"education establishment." This status of impunity explains why thousands
of Brazilian children are currently working (and risking their lives) in
criminal organizations. In
"Minors often
form the backbone of criminal gangs, feeling secure against police enforcement
on account of legal impunity... The absurd situation that has brought disrepute
to
The Police
It is not unfair to
argue in general terms that police officers in
In some states, the
salary of such officers begins at just a few dollars above the minimum wage
fixed by legislation. For a career demanding courage, discipline, and
sensitivity, the state has provided a very low salary and inadequate training.
Due to visibly poor wages, honest officers end up by living with their families
in poor areas normally under the control of drug gangs.
Brazilian police
officers have constantly been involved in instances of extortions, kidnappings,
the torturing of suspects, arbitrary detentions, trafficking of narcotics, and
executions by death squads. Rather than expelling such bad officers from the
police force, some authorities have actually decorated them.
In 1997, the
government of
When Rio's state
police executed a record one hundred people in April 2003, public-security
secretary Anthony Garotinho proudly appeared on television to explain that
those killings were, in his opinion, a very "positive development."
He made it very clear to the population that the police, at this time, would
have limited the killings "only" to dangerous criminals.
The explanation
seemed quite relevant, for it is certainly not always that the police kill
"only" criminals. On 2 April 2005, for example, the police in
The Judiciary
The Brazilian
judiciary has long been in a state of crisis and remains so in spite of several
attempts to reform it. In fact, the judiciary has been so rife with corruption
that years could be spent writing about them, the media regularly reporting
corruption scandals among judges. It is no wonder, then, that a 1991 poll found
that 30 percent of Brazilians now support vigilante justice, feeling the courts
have failed them.
Brazilian judges
are often accused of participation in a vast range of corrupt activities, from
embezzling public funds, to passing lenient sentences on dangerous criminals in
return for bribes. In 2003, the police found a judge from the Superior Court of
Justice (STJ),
Four years earlier,
in
Judges and lawyers
have also been discovered participating in huge schemes to defraud the
social-security agency by means of granting excessive awards to claimants. And
because the trials of criminal offences in
In addition, the
last days of military government (1964-1985) coincided with an incredible rise
of politicization in the Brazilian judiciary. Since the 1980s, many judges have
coalesced around the idea of "alternative law," arguing that the
courts should cater to the expectations of the "marginalised" and "oppressed,"
by resisting what they regard as "wooden and violent generalities of the
state law."
According to Megan
J. Ballard, a more dogmatic interpretation of alternative law "posits that
judicial power ought to be rallied to the service of poor masses in their
struggles." However, as Ballard points out, "detractors argue that
alternative law will lead to anarchy because it encourages judges to consider
themselves to be above the law and the sole interpreters of popular will."
When judges in a
survey were presented with the basic choice of applying a clear legal norm and
promoting their own vision of "social justice," three-quarters
expressed their preference for the latter over the former. In doing so, they
argue, the courts would be morally bound to "play an active role in reducing
social inequalities."
This is, for
instance, how a judge from the Supreme Court (STF) describes his peculiar way
of deciding legal cases: "Whenever I face a controversial case, I do not
look for the dogma of the law. I try to create within my human character a more
adequate solution."
Behind the
exhortations of such alternative-law judges we often find the post-modern
doctrine of philosophers like Jacques Derrida, for whom there is no fixed
meaning in language, including in the language of the law. Brazilian judges who
accept this axiom repudiate objectivity in any legal norm, arguing that legal
interpretation is entirely subjective, and that every judge should be free to
"deconstruct" positive laws so as to decide their cases on the basis
of "the best interests of the oppressed classes." This being so,
because, according to law professors Ratnapala and Moens,
“Postmodernists
revive the ancient philosophical skepticism about the possibility of any
objective knowledge... Thus, knowledge is seen as a form of power. This view
radically undermines the idea of law as rules capable of being objectively
determined and impartially applied to ascertainable facts."
Naturally, one may
suggest that social inequalities could possibly justify a more politically active
role for the Brazilian courts. But we only need point to the research that
found that the country's judiciary is directly responsible for the reduction of
One of the main
reasons for such a reduction of investment is the perceived lack of
law-enforcement of contracts by the judiciary. Indeed, a June 2006 article
published by The Economist explicitly says that the Brazilian courts
"cannot be counted on to uphold contracts."
This perception
that judges do not properly apply the law has discouraged private investment
and reduced the willingness of debtors to pay creditors. Potential creditors
are now reluctant to lend money to entrepreneurs (and the poor), as they
reasonably conclude that judges will be unwilling to protect them from any
opportunistic behaviour from their borrowers.
Even when the legal
norm is broadly regarded by commercial lawyers as being absolutely clear about
a creditor's right, judges may prefer not to enforce it. Housing mortgages,
which are very important for the working class, scarcely exist in
In reality,
however, people in
These people
believe that judges have failed them by passing lenient sentences against
dangerous criminals, and have thus decided to support a "parallel
system" of "real justice" to deal with criminality. In a study
on vigilante justice, the sociologist José de Souza Martins observed:
In the lynchings
that occur in capital cities, the poor and working-class demonstrate their
will. They are their own judges, rendering decision about the crimes to which
they are subjected, in so doing demonstrating the importance to them of
recovering a predictable system of formal justice.
Although judicial
politicisation is surely not the only reason for "popular justice,"
it can nonetheless be argued that judges might contribute to the problem by
bringing about uncertainty and unpredictability in the formal legal system.
If trials are
normally seen as unavoidably uncertain and not objectively just, then, argues
High Court of Australia judge Dyson Heydon, "the chances of peaceful
settlement of disputes are reduced and the temptation to violent self-help
increases."
A Cultural
Explanation
Due to the chasm
that separates law on paper and "law" in practice in
As Rosenn explains,
"Brazilians refer to law much in the same manner as one refers to
vaccinations. There are those who take, and those who do not." Such laws
are ineffectual despite their putative validity.
One of the most
outstanding examples of law not taking hold involves the prohibition of a
popular gambling racket called jogo do bicho (animal's game). Prohibited
by law for more than one hundred years, the illegal activity employs more than
700,000 people and grosses more than 150 million dollars a month.
Although the game
still remains illegal, candidates for public office have sought support from gambling
bosses, "who are known to contribute heavily to political campaigns."
In
Brazilians often
say that there is only one "law" that is always respected when you
are rich or have "powerful" friends: a lei da impunidade
("the law of impunity"). Brazilian society is pervaded by a
"double ethic," where people in theory appear to be ruled by general
and abstract rules of law but in practice are far more regulated by unwritten
social norms, which, as Roberto Da Matta says, "promulgate and protect the
ethic of privilege and those who act on it." Accordingly, ways around the
law can be obtained through a range of factors related to conditions of wealth,
social status, and ties of family and friendship.
A phrase that is
typically applied by people who expect such special treatment is, "Você
sabe com quem está falando?" (Do you know whom you are talking to?).
It is often used by individuals who wish to somehow disobey formal rules, and
as such is applicable to a vast range of situations.
A common
application is when a police officer is trying to apply a fine for a parking
infringement. In such a case, it is the officer himself who risks being
punished if he tries to enforce the law.
Another phrase is
"filhinhos de papai" (the father's dear sons), an expression
which implies nepotism and abuse of influence. Such phrases are used when
someone is trying to impose their will on other individuals and the law itself.
It is not so much
that the person declaring personal exemption from the law in question
necessarily views it as being wrong or unfair. It is just that he believes the
law does not apply to a person like him; to obey it would be beneath him. The
premise is that he possesses the privilege of being "more equal" than
others, and so exercises his prerogative to ignore the law with impunity and
utter arrogance.
In
Respecting the law
in the country thus often implies a condition of social inferiority and
disadvantage when one is rendered subject to it. The fact that many people in
"There are...
societal ills that can be traced at least in part to slavery. For example, the
slave owner could do as he pleased with his slaves without having to answer to
anyone for the consequences of his actions. The master-slave relationship
replicated the medieval relationship between Portuguese king and his subjects,
and it came to define the link between the powerful and the powerless in
Naturally, if the
powerful uphold the law only when it suits them, other members of society will
endeavour to do the same. People, thereby, feel themselves less morally
compelled to obey laws and start resolving social conflicts by "parallel"
means, such as through social influence, corruption, and even violence (e.g.
vigilante justice, lynchings, and land invasions). These alternative responses
to the lack of legal protection end up undermining to an even greater extent
prospects for a realisation of the rule of law.
This article has
attempted to offer some legal and extra-legal explanations for the rise of
crime and violence in
These are
fundamental issues of an extra-legal nature that have hindered the realization
of the rule of law in
Dr. Augusto
Zimmermann, L.L.B., L.L.M., Ph.D. ( Monash University ) teaches constitutional
law at Murdoch University ,